Posts from January 2017.
In its January 4, 2017 Regulatory and Examination Priorities Letter, FINRA identified cybersecurity as a top priority, stating it is “one of the most significant risks many firms face.” Firms, be prepared, FINRA is expected to execute more cybersecurity examinations than in years past.Read More
In response to intense industry criticism, on December 28, 2016, the New York State Department of Financial Services relaxed its approach and announced its updated cybersecurity regulation. The updated cybersecurity regulation is under a 30-day notice and comment period, which expires later this month.Read More
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